StockHolding Services Limited

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Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day issued in the interest of investors. | KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. | No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. | Attention Investors : "Prevent Unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day Issued in the interest of investors" Also "Please provide your email id and mobile number or declaration for Non-availability for continuous trading. Kindly refer the NSE circular number NSE/INSP/32471 dated 31/05/2016."

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Careers

Regulatory Compliance and Cybersecurity

Department : IT and Auto

Qualification : B.E./B.Tech in Computer Science/IT/Electronics

Experience : 8-10 Years

Roles and Responsibilities

Job Purpose
To ensure full compliance of IT systems with regulatory requirements prescribed by SEBI, Stock Exchanges, and Depositories, and to safeguard the organization’s information assets through robust cybersecurity controls, risk management, and continuous monitoring.
Key Roles & Responsibilities
1. Regulatory and Audit Compliance
•	Ensure compliance of IT systems and processes with SEBI, Stock Exchange, and Depository (NSDL/CDSL) guidelines.
•	Track and implement regulatory circulars related to IT systems and cybersecurity within stipulated timelines.
•	Coordinate and support internal, concurrent, system, IS audits, and regulatory inspections.
•	Prepare and maintain audit documentation including SOPs, system architecture, logs, and access matrices.
•	Ensure timely closure of audit observations and implementation of corrective actions.
•	Maintain IT policies and procedures as per regulatory requirements.
•	Assist Compliance and Risk teams in regulatory reporting related to IT and DPDP Act
2. Cybersecurity and Risk Management
•	Implement cybersecurity controls in line with SEBI Cybersecurity & Cyber Resilience Framework.
•	Monitor systems for security threats, vulnerabilities, and suspicious activities.
•	Coordinate with SOC, CERT-In, vendors, and internal teams for incident response.
•	Conduct periodic vulnerability assessments and risk assessments.
•	Manage user access controls, role-based access, and periodic access reviews.
•	Ensure data security, encryption, backup integrity, and DR readiness.
•	Participate in BCP and DR drills and documentation.
•	Maintain cybersecurity incident logs and support regulatory reporting.
Educational Qualification
• B.E./B.Tech in Computer Science / IT / Electronics
• MCA / M.Sc. (IT) or equivalent qualification
Experience
• 8–10 years of relevant IT experience in a stock broking / financial services organization.

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