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Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day issued in the interest of investors. | KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. | No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. | Attention Investors : "Prevent Unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day Issued in the interest of investors" Also "Please provide your email id and mobile number or declaration for Non-availability for continuous trading. Kindly refer the NSE circular number NSE/INSP/32471 dated 31/05/2016."
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IT-Trading System and Back Office Operations
Department :
IT and Auto
Qualification :
B.E./B.Tech in Computer Science/IT/Electronics
Experience :
3-5 Years
Roles and Responsibilities
Job Purpose To ensure smooth, secure, and uninterrupted functioning of trading platforms, exchange connectivity, depository interfaces, and back-office systems of the stockbroking business, in compliance with regulatory and operational requirements. Key Roles & Responsibilities 1. 1. Trading Systems and Exchange Connectivity • Manage and maintain end-to-end trading systems across Equity, Derivatives, Currency, and Commodity segments. • Ensure seamless connectivity with stock exchanges (NSE, BSE, etc.) including leased lines, VPNs, and backup links. • Monitor real-time trading applications for performance, latency, and availability. • Coordinate with exchanges, vendors, and telecom service providers for issue resolution and system upgrades. • Handle exchange-mandated software upgrades, patches, and circular-driven changes within defined timelines. • Ensure high availability and disaster recovery (DR) readiness of trading systems. • Perform daily health checks, logs monitoring, and preventive maintenance. • Support trading desk and dealers during market hours for any system-related issues. 2. 2. Depository & Back Office Systems • Manage depository systems and interfaces with NSDL/CDSL for seamless settlement and corporate action processing. • Ensure smooth functioning of back-office systems including client accounting, margining, settlement, and reporting. • Oversee data synchronization between trading systems, back office, and depository platforms. • Handle system configurations related to client onboarding, KYC integration, and regulatory reporting. • Support end-of-day (EOD) and settlement processes ensuring data accuracy and timeliness. • Coordinate with software vendors for bug fixes, enhancements, and version upgrades. • Ensure proper backups, data security, and audit trails for all critical systems. Compliance & Security • Ensure IT systems comply with SEBI, Exchange, and Depository guidelines. • Support internal, statutory, and system audits by providing required logs, reports, and documentation. • Implement information security best practices, access controls, and user management. • Assist in cyber security monitoring and incident response as per organizational policies.
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Assistant Manager/Deputy Manager
Mahape, Navi Mumbai