Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day issued in the interest of investors. | KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. | No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. | Attention Investors : "Prevent Unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day Issued in the interest of investors" Also "Please provide your email id and mobile number or declaration for Non-availability for continuous trading. Kindly refer the NSE circular number NSE/INSP/32471 dated 31/05/2016."
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Careers

Assistant Manager



Department : Institutional Back Office

Qualification : First Class Graduate or MBA in Finance/Operations

Experience : 2–5 years of experience

Roles and Responsibilities


Key Responsibilities: 1. Trade Processing & Settlement o Ensure timely confirmation, allocation, and settlement of institutional trades across Equity, Derivatives, and Currency segments. o Coordinate with custodians, clearing members, and exchanges (NSE/BSE) to ensure settlement obligations are met without fail. 2. Client Coordination o Act as a liaison between institutional clients, dealers, custodians, and internal teams. o Ensure smooth trade lifecycle from order placement to settlement and reporting. 3. Trade Reconciliation & Reporting o Perform daily reconciliation of trades, positions, and funds with custodians and internal systems. o Investigate and resolve trade breaks, mismatches, or discrepancies. o Generate trade files, STP confirmations, and client-wise reports. 4. Compliance & Documentation o Ensure adherence to SEBI/Exchange regulations and internal SOPs related to institutional operations. o Maintain complete documentation for trades, confirmations, settlements, and client communications. o Assist in preparing reports required for audits, inspections, and compliance reviews. 5. Corporate Actions & Settlements o Track and process corporate actions such as dividends, buybacks, and rights issues relevant to institutional trades. o Coordinate timely pay-in/pay-out of securities and funds. 6. System Handling o Operate relevant back office and settlement systems (e.g., LD, NSE EOBI, NSCCL/Clearing Corporation portals). o Coordinate with IT and product teams for process automation and system improvements. ________________________________________ Required Skills & Qualifications: • Educational Qualification: Graduate/Postgraduate in Commerce, Finance, or related field. • Experience: 3–5 years of experience in Institutional Back Office/Settlement Operations in a stockbroking or clearing firm.

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