StockHolding Services Limited

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Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day issued in the interest of investors. | KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. | No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. | Attention Investors : "Prevent Unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day Issued in the interest of investors" Also "Please provide your email id and mobile number or declaration for Non-availability for continuous trading. Kindly refer the NSE circular number NSE/INSP/32471 dated 31/05/2016."

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Careers

Executive/Assistant Manager

Department : Risk Management

Qualification : First Class Graduate or MBA in Finance/Operations

Experience : 2–5 years of experience

Roles and Responsibilities

Key Responsibilities:
1.	Trade & Exposure Monitoring
o	Monitor real-time client exposures, margins, and trading limits across segments (Equity, Derivatives, Currency, Commodity).
o	Track limit breaches and initiate corrective actions in coordination with the dealing desk and compliance.
o	Square off positions in case of margin shortfall or risk breaches as per company policy.
2.	Margin & Limit Management
o	Calculate and update margins (SPAN, ELM, VAR) on a daily basis.
o	Release or block limits based on fund/stock availability and risk guidelines.
3.	Risk Controls & Surveillance
o	Generate and review risk reports related to turnover, concentration, and unusual trading patterns.
o	Alert the compliance or dealing team in case of suspicious trades or market anomalies.
4.	Reporting & Documentation
o	Prepare and maintain daily/weekly/monthly risk MIS reports and escalations to senior management.
o	Ensure documentation and audit trail of all risk-related actions and decisions.
5.	Client Risk Assessment
o	Assist in KYC review and financial document verification for setting appropriate trading limits.
o	Evaluate and update client risk profiles periodically.
6.	System Management
o	Coordinate with IT/back office for risk parameter updates in the RMS system (e.g., Omnesys, ODIN, NSE NOW).
7.	Regulatory Compliance
o	Ensure compliance with SEBI, Exchange, and internal risk management policies and circulars.
o	Support in internal/external audits and inspections.
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Required Skills & Qualifications:
•	Educational Qualification: Graduate (preferably in Finance/Commerce); MBA/PGDM or NISM certifications are an added advantage.
•	Experience: 1–3 years in a Risk Management role in a stockbroking/financial services company.

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